Customer Relationship Summary (Form CRS)
Disclosures Brochure – Part 1A
Disclosures Brochure – Part 2A
Customer Relationship Summary (Form CRS)
Customer Identification Program Notice
Order Routing and Payment for Order Flow Disclosure
Responsibilities of Introducing Broker and Clearing Broker
RQD Clearing Combined Disclosures
RQD Customer Information Brochure
RQD Execution Combined Disclosures
By using this website, you agree to our use of cookies. We use cookies to provide you with a great experience and to help our website run effectively.
Mollis at risus lobortis quam scelerisque curae nisi sodales inceptos. Hac vulputate etiam pretium blandit inceptos ante curabitur. Erat vivamus curae litora amet nullam nec ac vestibulum lorem. Accumsan quisque viverra dis lorem mus tortor nostra elit.
Netus dictum nisl euismod habitasse augue pretium porta taciti proin. Pharetra placerat eleifend sapien potenti id quisque ornare iaculis. Lacinia nec pulvinar fermentum purus rutrum sapien porttitor taciti pretium diam maecenas. Himenaeos lacus dis quis sodales rhoncus.
Dave Guttman is a well-rounded, entrepreneurial executive with deep and broad experience across a number of industries having directly managed nearly every functional area of business from sales, business development, marketing, finance, strategy, operations, product, and technology.
Dave recently joined TopTier Trader, one of the leading Forex Prop Trading firms in the world, as their CEO. In his first year he grew the company aggressively tracking to 150% revenue growth and 8x Net Income growth.
Prior to TopTier, Dave was COO at CryptoFi, a Crypto-as-a-Service (CaaS) company where Dave was responsible for executing on the Company’s business plan. He was able to deliver on $2.5 million in revenue in his first year and led the company through two rounds of funding in an incredibly difficult capital environment. The company is poised to dominate the CaaS space. Dave currently serves as an advisor and board observer.
Just prior to joining CryptoFi, Dave served as Chief Revenue Officer for CoinFlip, the second largest Crypto ATM company in the world. At CoinFlip he doubled revenue in his first 90 days and helped scale the company from a group of young entrepreneurs to a professional, high growth organization.
Robert Hoffman is a proven senior executive with over 20 years of experience successfully high-growth financial firms and technology organizations.
Prior to co-founding InvestiFi, Rob headed the Finance, Accounting, Treasury and Digital Asset Trading groups for a leading cryptocurrency kiosk company where he created core processes and infrastructure to sustain triple-digit annual revenue growth. He has also led FP&A and Investor Relations for Nuveen as Vice President of Financial Planning & Analysis. While at Nuveen, Rob helped guide growth from $800M to $1T+ assets under management. Before joining Nuveen, he was Vice President of Finance for Byline Bank where he build out teams and technology to prepare for Byline’s IPO (2017, NYSE).
Rob is a CFA Charterholder.
VP of Marketing
With over 20 years of experience marketing in the SaaS and B2B space, Sarah has built and led teams at both startups and Fortune 500s. Prior to InvestiFi, she worked in the HR and FinTech space with startups like SmartRecruiters and Buckzy Payments, as well as industry leaders like Oracle and ManpowerGroup. She brings a unique perspective having both integrated and product marketing experience from which to build positioning, product launches, and GTM efforts all focused on driving pipeline and revenue.
A seasoned entrepreneur with a track record of successful business creations, growth phases, and exits spanning 30 years, Chris is a valuable member of our board. He also serves as a Growth Advisor & Investor, leveraging his expertise to guide our company’s strategic growth.
Chris has been involved in a number of successful business creations, growth phases, and exits over the past 30 years of his career. Most recently, he has been a General Partner of the investment group Aktion Partners LLC, which is invested in a technology consulting services firm, Avionos, and a Fintech firm, InvestiFi. Chris is acting as a Board Member to Avionos and InvestiFi and is also a Board Advisor to InVisory, a Data-Analytic vendor selection platform. Aktion Partners also invested in eCommerce software company, CloudCraze in 2015. Chris became the CEO post the investment and took the company through an explosive growth phase that resulted in the Company being acquired by Salesforce (CRM) in 2018. Prior to Aktion Partners, he co-founded Acquity Group in 2001, and Chris successfully guided the company through an initial public offering on the New York Stock Exchange in 2012, and the company went on to become the second-largest independent digital marketing company in the United States. In 2013, Chris completed the sale of the Acquity Group (AQ) to Accenture (ACN), a global management consulting, technology services, and outsourcing company with approximately 266,000 people serving clients in more than 120 countries. After beginning his career with Arthur Andersen, Chris was instrumental in helping to build two businesses, Lante Corporation (LNTE) and Modern Business Technology (MBT). USWeb/CKS (later marchFIRST) purchased MBT in 1999. Chris was inducted into the Chicago Area Entrepreneurship Hall of Fame in 2007 and awarded Ernst & Young Entrepreneur of the Year recognition in 2009. Marquette University named Chris Alumni Entrepreneur of the Year in 2013.
Co-Founder, Chief Executive Officer
Since 2015, Kian has consulted with numerous Blockchain, cryptocurrency and FinTech-focused companies across the U.S. In 2015, he founded an IT recruiting and consulting company focused on financial technology and transformed the company into a multi-million dollar operation. Also in 2015, he acquired a 35-year-old background check company that focused on regulated industries including financial services. He led new product development, including the development of a Blockchain database to store background check records. Prior to his departure, Kian was instrumental in the company’s growth with a 50% increase in revenue. In 2020, Kian co-founded CryptoFi, Inc.— now known as InvestiFi.
Board Member
Throughout his career, Todd Clark has specialized in identifying technology gaps in the market and determining how emerging technology will fill those gaps, all with the aim of uncovering efficiencies for financial institutions.
Clark’s journey as President/CEO at Co-op Solutions, which began in 2016, is a testament to his visionary leadership. Under his guidance, the company evolved into the credit union industry’s premier partner for payments and financial technology. Today, the company’s dynamic ecosystem of solutions continues to inspire credit success well into the future.
Prior to his tenure at Co-op, Clark’s entrepreneurial spirit led him to co-found a start-up company called Core Data. This venture, which was later acquired by Concord EFS and merged with First Data, became the second-largest ATM processor in the United States. His diverse experiences include executive roles at Cardtronics, Inc., and Feedzai, further highlighting his dynamic and innovative approach to the financial industry.
Controller
Enthusiastic accounting professional with a strong desire for continuous education and for any opportunity to take on and master new skills. Well versed in fund accounting, real estate investment accounting, revenue cycle accounting, and financial services including tax preparation, financial reporting, budgeting, forecasting, and financial statement analysis. Using my diverse skillset to build accounting functions from the ground up while collaborating with all business units to find efficiencies and guide decision making to support long term growth.
Head of Sales & Business Development
James has over 15 years of senior leadership experience running sales, go-to-market, and business development organizations for many of the worlds largest and most influential financial technology companies. Before joining InvestiFI, James has successfully led large and small sales teams for FIS, ACI, Bottomline Technologies and Finastra. He has extensive experience in digital banking, payments, and banking-as-a-service. I addition to traditional legacy financial technology, James has been engaged in fintech and financial institution adoption of blockchain and distributed ledger technology since 2015.
Head of Compliance
Richard is a seasoned financial services and compliance professional with an unblemished regulatory track record spanning more than 20 years. He has served as CEO, Chief Compliance Officer, Managing Director, and Supervisory Principal at several SEC registered, FINRA member broker-dealers and holds the FINRA Series 7, 24, 52, 63, 79 & 99 licenses. Following the mainstream acceptance of digital assets and cryptocurrencies, he spearheaded the response to the SEC’s inaugural “Digital Assets Examination” of a FINRA member broker-dealer. Richard has over 15 years of equities and fixed-income sales and trading experience.
Please enter your email address below to download our company overview PDF.
Director of Product
Liz is a senior product management leader with 12+ years of experience in technology. She has built and led product teams at organizations ranging from mature Fortune 100 companies, such as Disney, to early-stage software startups. She built and led the first team of product managers at Dash Core Group, the development organization responsible for Dash’s core protocol and developer platform. Prior to joining InvestiFi, Liz served as Director of Product Management at Exodus. Key areas of expertise include product strategy, roadmap development, hypothesis-driven product development, agile delivery practices, and A/B testing and optimization.
Chief Compliance Officer
Kristi heads the company’s enterprise-wide BSA/AML Compliance Program and ensures InvestiFi’s product offerings comply with all federal and state regulatory requirements. She has over 17 years of governance risk and compliance experience, including BSA/AML program development for a cryptocurrency kiosk company, policy development for a cryptocurrency exchange in Canada, and management of cryptocurrency exchange analysis for Blockchain Intelligence Group. Her prior work with the US Office of the Comptroller of the Currency (OCC), the Consumer Financial Protection Bureau (CFPB) and the New York Department of Financial Services (NYDFS) included regulatory consent order remediation assignments for Bank of America, MidSouth Bank and others.
Chief Technology Officer
Sean brings 20 years of engineering and development experience with a focus on scaling engineering organizations. Prior to joining InvestiFi, he served as VP of Engineering at Exodus.io, a user-friendly crypto wallet provider. Sean led an 80+ team of engineering professionals launching new products. As a result of Sean’s efforts, his team increased revenue from $20M to $100M over the course of 1 year. Prior to Exodus.io, Sean served as Engineering Manager at BitGo, pioneering multi-sig wallets on the Bitcoin network with their technology serving as the underlying infrastructure for some of the largest crypto exchanges and institutions.